FCA: Improving the Appointed Representatives regime through greater use of data

Name: FCA: Improving the Appointed Representatives regime through greater use of data
Creator: Financial Conduct Authority (FCA)
License: https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/

data.gov.uk (National Data Library) OGL-UK-3.0 ↪ webpage — more clicking needed Financial Conduct Authority (FCA) · updated 2023-09-28

Open at publisher ↗

This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ regime (AR regime) and what it expects from firms. As part of the FCA's rules, principals must now give more information about their ARs. This information drives the FCA's strategy and approach.

Files & links (1)

Resource	Format	Verified	Size
Data analysis	HTML	↪ webpage — more clicking needed

More from Financial Conduct Authority (FCA)

Contains public sector information licensed under the Open Government Licence v3.0 and other licences as stated per dataset. Metadata collated by the UK Open Data Index.